-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4M0ppselaWplEnHtuLprX0g5FJTqW5q5WnO/vClG9LFPi2PkR6el6y3ndEYzYkj f5F3Vmn7P3hv3ZNlmCNwyw== 0000950155-98-000020.txt : 19980223 0000950155-98-000020.hdr.sgml : 19980223 ACCESSION NUMBER: 0000950155-98-000020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980220 SROS: NYSE GROUP MEMBERS: ANTAEUS ENTERPRISES INC GROUP MEMBERS: ANTAEUS ENTERPRISES, INC. GROUP MEMBERS: FRANCES BEINECKE ELSTON GROUP MEMBERS: FREDERICK W. BEINECKE GROUP MEMBERS: JOHN B. BEINECKE GROUP MEMBERS: SARAH BEINECKE RICHARDSON GROUP MEMBERS: WILLIAM S. BEINECKE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATALINA MARKETING CORP/DE CENTRAL INDEX KEY: 0000883977 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 330499007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42708 FILM NUMBER: 98546102 BUSINESS ADDRESS: STREET 1: 11300 9TH ST NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 8135795000 MAIL ADDRESS: STREET 1: 11300 9TH STREET NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33716-2329 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANTAEUS ENTERPRISES INC CENTRAL INDEX KEY: 0001037899 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132818200 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 3020 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 2123701144 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 3020 CITY: NEW YORK STATE: NY ZIP: 10170 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* Catalina Marketing Corporation ------------------------------------------------------------ (Name of Issuer) Common Stock, par value $.01 per share ------------------------------------------------------------ (Title of Class of Securities) 148867 104 ------------------------------ (CUSIP Number) _ Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 2 OF 12 PAGES | ----------------------------- ----------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Antaeus Enterprises, Inc. - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,054,794 SHARES ---------- ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH ---------- ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER REPORTING 1,054,794 PERSON ---------- ------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER - ------------------------ ------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,054,794 - --------- ---------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - --------- ---------------------------------------------------------------------- ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 3 OF 12 PAGES | ----------------------------- ----------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sarah Beinecke Richardson - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 38,491 SHARES ---------- ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,274,794 (Mrs. Richardson disclaims beneficial ownership of 1,054,794 shares -- see EACH Item 4) ---------- ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 38,491 WITH ---------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,274,794 (Mrs. Richardson disclaims beneficial ownership of 1,054,794 shares -- see Item 4) - ------------------------ ------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,313,285 - --------- ---------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.1% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 4 OF 12 PAGES | ----------------------------- ----------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frederick W. Beinecke - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 42,672 SHARES ---------- ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see EACH Item 4) ---------- ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 42,672 WITH ---------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see Item 4) - ------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,097,466 - --------- ---------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* * - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 5 OF 12 PAGES | ----------------------------- ----------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John B. Beinecke - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 34,626 SHARES ---------- ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see EACH Item 4) ---------- ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 34,626 WITH ---------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see Item 4) - ------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,089,420 - --------- ---------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* * - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 6 OF 12 PAGES | ----------------------------- ----------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frances Beinecke Elston - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 40,672 SHARES ---------- ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,054,794 (Mrs. Elston disclaims beneficial ownership of such shares -- see EACH Item 4) ---------- ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 40,672 WITH ---------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,054,794 (Mrs. Elston disclaims beneficial ownership of such shares -- see Item 4) - ------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,095,466 - --------- ---------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* * - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 7 OF 12 PAGES | ----------------------------- ----------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William S. Beinecke - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES ---------- ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see EACH Item 4) ---------- ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH ---------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see Item 4) - ------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,054,794 - --------- ---------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 8 OF 12 PAGES | ----------------------------- ----------------------------- The original Schedule 13G dated February 11, 1993, the first amendment dated February 14, 1994, the second amendment dated February 13, 1995, the third amendment dated February 13, 1996 and the fourth amendment dated May 9, 1997 (collectively, together with this fifth amendment, the "Schedule 13G") are hereby amended by deleting Items 1(b), 2(b) and 4 in their entirety and inserting in their place Items 1(b), 2(b) and 4 as set forth below: Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES ----------------------------------------------- 11300 9th Street North St. Petersburg, FL 33716 Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICER ------------------------------------- The address of Antaeus Enterprises, Inc. is Suite 2200, 99 Park Avenue, New York, NY 10016. The business address of all other persons filing this Schedule 13G is c/o Antaeus Enterprises, Inc., Suite 2200, 99 Park Avenue, New York, NY 10016. Item 4. OWNERSHIP --------- Antaeus Enterprises, Inc. ("Antaeus") owns 1,054,794 shares of common stock, par value $.01 per share, of Catalina Marketing Corporation (the "Common Stock") (approximately 5.7% of the outstanding shares of Common Stock), as to which it has sole voting and dispositive power. Frederick W. Beinecke, John B. Beinecke, William S. Beinecke, Frances Beinecke Elston and Sarah Beinecke Richardson may be deemed to be affiliates of Antaeus. Such persons may be deemed to have shared voting and dispositive power with respect to the shares of Common Stock owned by Antaeus. Each of such persons disclaims beneficial ownership of the shares of Common Stock owned by Antaeus. Sarah Beinecke Richardson serves as one of three co-trustees of four trusts, which, in the aggregate, own 220,000 shares of Common Stock (approximately 1.2% of the outstanding shares of Common Stock), as to which she has shared voting and dispositive power. Sarah Beinecke Richardson may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. Sarah Beinecke Richardson owns directly 38,491 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which she has sole voting and dispositive power. The aggregate number of shares of Common Stock reported to be beneficially owned by Sarah Beinecke Richardson and the percentage of outstanding shares of Common Stock represented by such shares of Common Stock is set forth on page 3 hereof (which number includes all shares of Common Stock referred to in this paragraph). Frederick W. Beinecke owns directly 42,672 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which he has sole voting and dispositive power. Frederick W. Beinecke may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by Frederick W. Beinecke and the ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 9 OF 12 PAGES | ----------------------------- ----------------------------- percentage of outstanding shares of Common Stock represented by such shares of Common Stock is set forth on page 4 hereof (which number includes all shares of Common Stock referred to in this paragraph). John B. Beinecke owns directly 34,626 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which he has sole voting and dispositive power. John B. Beinecke may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by John B. Beinecke and the percentage of outstanding shares of Common Stock represented by such shares is set forth on page 5 hereof (which number includes all shares of Common Stock referred to in this paragraph). Frances Beinecke Elston owns directly 40,672 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which she has sole voting and dispositive power. Frances Beinecke Elston may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by Frances Beinecke Elston, and the percentage of outstanding shares of Common Stock represented by such shares is set forth on page 6 hereof (which number includes all shares of Common Stock referred to in this paragraph). William S. Beinecke does not have sole voting and dispositive power as to any shares of Common Stock. William S. Beinecke may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by William S. Beinecke, and the percentage of outstanding shares of Common Stock represented by such shares is set forth on page 7 hereof (which number includes all shares of Common Stock referred to in this paragraph). In the aggregate, the persons filing this Schedule 13G (the "Beinecke Group") beneficially own 1,431,255 shares of Common Stock, representing approximately 7.8% of the outstanding shares of Common Stock. Each of the persons filing this Schedule 13G disclaims membership in any group with respect to shares of Common Stock. Percentages of outstanding shares of Common Stock represented by shares of Common Stock beneficially owned by a member of the Beinecke Group set forth herein are computed based on 18,451,512 shares of Common Stock outstanding as of December 31, 1997. ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 10 OF 12 PAGES | ----------------------------- ----------------------------- SIGNATURE - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 20, 1998 ANTAEUS ENTERPRISES, INC. By: /S/ FREDERICK W. BEINECKE ---------------------------- Name: Frederick W. Beinecke Title: President /S/ FREDERICK W. BEINECKE --------------------------------- Frederick W. Beinecke * --------------------------------- Frances Beinecke Elston * --------------------------------- John B. Beinecke * --------------------------------- Sarah Beinecke Richardson * --------------------------------- William S. Beinecke *By: /S/ CANDACE K. BEINECKE ---------------------------- (Candace K. Beinecke, Attorney-in-fact) ----------------------------- ----------------------------- | CUSIP NO. 148867 104 | 13G | PAGE 11 OF 12 PAGES | ----------------------------- ----------------------------- INDEX TO EXHIBITS
PAGE ---- Exhibit B Powers of Attorney of Sarah Beinecke Richardson, Frances Beinecke Incorporated by Elston, John B. Beinecke and William S. Beinecke reference to Exhibit B of original Schedule 13G dated February 11, 1993
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